| Experience: |
Law
Offices of Bradford J. Lam, P.L.L.C. - June 2002 to Present,
Littleton, Colorado
The Law Offices of Bradford J. Lam, P.L.L.C. specializes in
Corporate, Business and Securities Law, commercial transactions,
financings, SEC investigations and litigation, negotiated mergers
and acquisitions, private debt and equity financings, secured
and asset-based lending transactions, and real estate financing.
Hall & Evans, LLC - Feb. 2001 to June 2002
Special Counsel, Denver, Colorado
Securities regulation, corporate finance, mergers and acquisition
practice. Preparation of registration statements, periodic reports
and other EDGAR transmitted documents, Preparation of private
placement materials, stock purchase and acquisition agreements.
Perform tasks for clients pertaining to other aspects of corporate
and securities transactional law.
Dworkin,
Chambers & Williams, P.C. - Jan. 1995 to Jan. 2001
Shareholder and Attorney, Denver, Colorado
Proprietary
securities regulation, corporate finance, mergers and acquisition
practice, Preparation of registration statements, periodic reports
and other EDGAR transmitted documents. Preparation of private
placement materials, stock purchase and acquisition agreements.
Perform tasks for clients pertaining to other aspects of corporate
and securities transactional law. Securities Litigation matters
arising under the Securities Exchange Act of 1934 and in defense
of allegations brought against registrants and issuers by the
U.S. Securities and Exchange Commission, the Colorado Division
of Securities and the U.S. Attorney's Office and the Colorado
Office of the Attorney General, .
Pryor,
Carney and Johnson, P.C. - Sept. 1991 to Dec. 1994
Attorney, Englewood, Colorado
Securities and Commodities fraud litigation and participate
in other complex commercial litigation matters.
Levin,
Fishbein, Sedran & Berman - Feb. 1989 to August 1991
Attorney,
Philadelphia, Pennsylvania
Securities fraud and complex commercial litigation practice.
U.
S. Securities and Exchange Commission - Jul. 1987 to Jan. 1989
Attorney, Philadelphia Regional Office
Federal
securities law enforcement, including conducting major securities
fraud investigations. Recommending to the Commission and commencing
appropriate administrative or civil proceedings.
California
Department of Corporations - July 1985 to June 1987
Attorney, Los Angeles, California
State securities law enforcement in administrative or civil
proceedings.
Home
Unity Savings Bank - June 1980 to June 1982
Cash Manager and Treasury Analyst, Lafayette Hill,
PA
Managed daily cash balances in the short term with fed funds,
FHLB advances and bank margin lines, Invested in other long
term securities as specified in the cash flow report, Responsible
for meeting the monthly liquidity target. Executed daily trades,
maintained specified commercial bank account balances. Set rates
on jumbo certificates of deposit.
Bar
Admissions: California, 1986; Colorado (1986); Pennsylvania
(1988). United States Court of Appeals for the Second and Tenth
Circuits (1996 and 1991 respectively). Federal District Courts
for the Southern and Central Districts of California (1986);
Eastern District of Pennsylvania (1987); and District of Colorado
(1991).
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| Publications: |
Federal
and Blue Sky Securities Law Issues in Negotiated Business Acquisitions,
The Colorado Lawyer, Vol, 31, No. 1 (January 2002).
The
Prescription Against Insider Trading; Once Again Unsettled Among
Federal Circuits, The Colorado Lawyer, Vol, 26, No. 2 (February
1997).
Secondary
Liability for Aiding or Abetting After Central Bank of Denver,
The Colorado Lawyer, Vol, 23, No. 8 (August 1994).
Lampf
v. Gilbertson and Claims under Rule IOb-5, The Colorado Lawyer,
Vol. 21, No, 3 (March 1992).
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