Resume of Bradford J. Lam

Experience:

Law Offices of Bradford J. Lam, P.L.L.C. - June 2002 to Present, Littleton, Colorado
The Law Offices of Bradford J. Lam, P.L.L.C. specializes in Corporate, Business and Securities Law, commercial transactions, financings, SEC investigations and litigation, negotiated mergers and acquisitions, private debt and equity financings, secured and asset-based lending transactions, and real estate financing.

Hall & Evans, LLC - Feb. 2001 to June 2002
Special Counsel, Denver, Colorado
Securities regulation, corporate finance, mergers and acquisition practice. Preparation of registration statements, periodic reports and other EDGAR transmitted documents, Preparation of private placement materials, stock purchase and acquisition agreements. Perform tasks for clients pertaining to other aspects of corporate and securities transactional law.

Dworkin, Chambers & Williams, P.C. - Jan. 1995 to Jan. 2001
Shareholder and Attorney, Denver, Colorado
Proprietary securities regulation, corporate finance, mergers and acquisition practice, Preparation of registration statements, periodic reports and other EDGAR transmitted documents. Preparation of private placement materials, stock purchase and acquisition agreements. Perform tasks for clients pertaining to other aspects of corporate and securities transactional law. Securities Litigation matters arising under the Securities Exchange Act of 1934 and in defense of allegations brought against registrants and issuers by the U.S. Securities and Exchange Commission, the Colorado Division of Securities and the U.S. Attorney's Office and the Colorado Office of the Attorney General, .

Pryor, Carney and Johnson, P.C. - Sept. 1991 to Dec. 1994
Attorney,
Englewood, Colorado
Securities and Commodities fraud litigation and participate in other complex commercial litigation matters.

Levin, Fishbein, Sedran & Berman - Feb. 1989 to August 1991
Attorney
, Philadelphia, Pennsylvania
Securities fraud and complex commercial litigation practice.

U. S. Securities and Exchange Commission - Jul. 1987 to Jan. 1989
Attorney
, Philadelphia Regional Office
Federal securities law enforcement, including conducting major securities fraud investigations. Recommending to the Commission and commencing appropriate administrative or civil proceedings.

California Department of Corporations - July 1985 to June 1987
Attorney
, Los Angeles, California
State securities law enforcement in administrative or civil proceedings.

Home Unity Savings Bank - June 1980 to June 1982
Cash Manager and Treasury Analyst
, Lafayette Hill, PA
Managed daily cash balances in the short term with fed funds, FHLB advances and bank margin lines, Invested in other long term securities as specified in the cash flow report, Responsible for meeting the monthly liquidity target. Executed daily trades, maintained specified commercial bank account balances. Set rates on jumbo certificates of deposit.

Bar Admissions: California, 1986; Colorado (1986); Pennsylvania (1988). United States Court of Appeals for the Second and Tenth Circuits (1996 and 1991 respectively). Federal District Courts for the Southern and Central Districts of California (1986); Eastern District of Pennsylvania (1987); and District of Colorado (1991).

Education:

California Western School of Law
San Diego, California 92101 Juris Doctor, May 1985

Lafayette College
Easton, Pennsylvania
Bachelor of Arts in Economics, May 1980

Publications:

Federal and Blue Sky Securities Law Issues in Negotiated Business Acquisitions, The Colorado Lawyer, Vol, 31, No. 1 (January 2002).

The Prescription Against Insider Trading; Once Again Unsettled Among Federal Circuits, The Colorado Lawyer, Vol, 26, No. 2 (February 1997).

Secondary Liability for Aiding or Abetting After Central Bank of Denver, The Colorado Lawyer, Vol, 23, No. 8 (August 1994).

Lampf v. Gilbertson and Claims under Rule IOb-5, The Colorado Lawyer, Vol. 21, No, 3 (March 1992).

Other:

Serving as an FINRA Arbitrator Chairperson since approximately 1994.

Back to top

Phone: 303-860-8188 • Fax: 303-798-2526 • Email: brad@lamlaw.net • 1901 West Littleton Blvd., Littleton, Colorado 80120